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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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Similar To

PERG 4.16 Mortgage activities

COLL 6.13 Record keeping

COLL 6.3 Valuation and pricing

PERG 4.7 Entering into a regulated mortgage contract

PERG 1.2 Introduction

SUP 16.6 Compliance reports

COLL 4.2 Pre-sale notifications

SYSC 4.4 Apportionment of responsibilities

LR 15.4 Continuing obligations

PERG 16.4 Acting as a depositary of an AIF

PERG 4.13 Other exemptions

PERG 4.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading