Search Result

941 - 960 of 1324 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

LR 14.1 Application

As Published: 2005

LR 14.1 Application