Search Result

521 - 540 of 1114 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

…

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

…

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

…