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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings