Search Result

441 - 460 of 1245 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose