Search Result

401 - 420 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance