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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose