Search Result

201 - 220 of 1355 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PR App 1.1

As Published: 2005

PR App 1.1

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application