Related provisions for LR 15.4.27

121 - 125 of 125 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.2.39GRP
For a scheme involving long-term insurance business, the report should:(1) describe the effect of the scheme on the nature and value of any rights of policyholders to participate in profits;(2) if any such rights will be diluted by the scheme, how any compensation offered to policyholders as a group (such as the injection of funds, allocation of shares, or cash payments) compares with the value of that dilution, and whether the extent and method of its proposed division is equitable
BIPRU 3.4.29RRP
A risk weight of 20% must be assigned to the portion of unpaid capital subscribed to the European Investment Fund.[Note: BCD Annex VI Part 1 point 21]
CASS 6.6.36GRP
Examples of the sorts of third parties referred to at CASS 6.6.35R (2)(a)3 include central securities depositaries, operators of collective investment schemes, and administrators of offshore funds.3
CASS 5.5.11RRP
A firm, when acting in accordance with CASS 5.3 (statutory trust), must ensure that the total amount of client money held for each client in any of the firm'sclient moneybankaccounts is positive and that no payment is made from any such account for the benefit of a client unless the client has provided the firm with cleared funds to enable the payment to be made.