Search Result

381 - 400 of 1306 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker