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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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