Search Result

161 - 180 of 1180 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures