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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

DTR 3.1

As Published: 2005

DTR 3.1

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions