Search Result

101 - 120 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions