Search Result

81 - 100 of 1185 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CASS 7.12 Organisational requirements: client money

As Published: 2015

CASS 7.12 Organisational requirements: client money

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction