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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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