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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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