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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions