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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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Effective Period

Similar To

LR 19.4 Continuing obligations

LR 13.4 Class 1 circulars

PR 2.5 Omission of information

GEN 4.2 Purpose

PERG 5.10 Renewals

SUP 16.2 Purpose

APER 4.1 Statement of Principle 1

DTR 1C.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

CASS 7A.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading