Search Result

581 - 600 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information