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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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LR App 2.1

As Published: 2005

LR App 2.1

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

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