Search Result

461 - 480 of 816 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

CONC 3.2 Financial promotion general guidance

As Published: 2014

CONC 3.2 Financial promotion general guidance

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose