Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8A.5 Revoking or varying directions and determinations

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 15.2 General

MAR 1.10 Statutory exceptions

CONC 2.7 Distance marketing

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DISP 3.7 Awards by the Ombudsman

SUP 5.1 Application and purpose

REC 3.3 Waivers

SUP 4.5 Provisions applicable to all actuaries

PERG 14.8 Financial promotions

PERG 13.1 Introduction

CONC 12.1 Application and purpose

COLL 6.12 Risk management policy and risk measurement

CONC 7.6 Exercise of continuous payment authority

PERG 2.4 Link between activities and the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading