Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 9.3 Pre-application disclosure

MCOB 5.1 Application

PERG 13.7 The territorial application of MiFID

GEN 4.1 Application

SYSC 19C.1 General application and purpose

LR 9.6 Notifications

SUP 10A.7 FCA required functions

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

TC App 6.1 Accredited bodies

SUP 15.9 Notifications by members of financial conglomerates

REC 3.14A Operation of a regulated market or MTF

GEN 5.1 Application and purpose

SUP 10A.12 Procedures relating to FCA-approved persons

BIPRU 12.3 Liquidity risk management

IFPRU 11.5 Intra-group financial support

SUP App 2.15 Run-off plans for closed with-profits funds

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 4.6 The section 296 power to give directions

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 3.1 Application and purpose