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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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