Search Result

341 - 360 of 1284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme