Search Result

341 - 360 of 1305 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions