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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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COLL 12.3 EEA UCITS management companies

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 20.4 Continuing obligations

COLL 6.7 Payments

LR 9.5 Transactions

DISP 3.5 Resolution of complaints by the Ombudsman

REC 6.2 Applications

SUP 15.2 Purpose

IFPRU 2.2 Internal capital adequacy assessment process

COLL 6.3 Valuation and pricing

SUP 15.3 General notification requirements

CASS 7.11 Treatment of client money

PR App 3.1

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.2 Pre-sale notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

COLL 5.2 General investment powers and limits for UCITS schemes