Search Result

321 - 340 of 968 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

PERG 15.2 General

As Published: 2011

PERG 15.2 General