Search Result

321 - 340 of 1349 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary