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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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CASS 7.15 Records, accounts and reconciliations

FEES 6.5 Compensation costs

PERG 7.6 Applications for a certificate

SUP 9.1 Application and purpose

SYSC 4.3 Responsibility of senior personnel

PERG 6.7 Examples

SUP 11.1 Application

PERG 9.1 Application and Purpose

MCOB 2.8 Record keeping

FEES App 1.1 Introduction

COBS 6.1 Information about the firm and compensation information

PR 2.1 General contents of prospectus

COBS 16.3 Periodic reporting

SYSC 10.2 Chinese walls

PR 5.6 Miscellaneous

REC 6.6 Supervision

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 1.2 Requirement for a prospectus and exemptions

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)