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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?