Search Result

241 - 260 of 1205 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2014

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers