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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous