Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 5.2 E-Commerce

RCB 2.3 Determination of registration

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

LR 5.6 Reverse takeovers

ICOBS 6.1 General

LR 9.6 Notifications

PR 3.3 Advertisements

PERG 6.5 General principles

REC 4.2 The supervisory relationship with UK recognised bodies

FEES App 1.1 Introduction

LR 4.4 Miscellaneous

FEES 10.3 Late payments and recovery of unpaid levies

SUP 8.8 Revoking waivers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 2.1 Application

REC 3.20 Disciplinary action relating to members

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation