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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model