Search Result

81 - 100 of 966 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance