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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose