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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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TC App 5.1

As Published: 2010

TC App 5.1

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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