Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

RCB 4.2 Enforcement powers and penalties

REC 4.4 Complaints

REC 2.4 Suitability

REC 2.14 Rules and consultation

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

INSPRU 1.5 Internal-contagion risk

SUP 15.9 Notifications by members of financial conglomerates

PERG 15.5 Negative scope/exclusions

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CONC 5A.5 Consequences of contravention of the cost caps

COBS 4.11 Record keeping: financial promotion

PERG 5.10 Renewals

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation