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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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LR 10.8 Miscellaneous

CASS 1A.2 CASS firm classification

LR 13.5 Financial information in Class 1 Circulars

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

CASS 1A.3 Responsibility for CASS operational oversight

LR 5.4 Restoring listing

FEES 9.1 Application and purpose

LR 13.2 Approval of circulars

PERG 10.4A The application of EU Directives

PERG 5.5 The regulated activities: dealing in contracts as agent

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 7.13 Segregation of client money

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading