Search Result

561 - 580 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement