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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SYSC 12.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.7 Access to facilities

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COLL 4.7 Key investor information and marketing communications

DISP App 3.7 Approach to redress

PERG 2.11 Persons who are exempt for credit-related regulated activities

COBS 11.6 Use of dealing commission

SUP App 2.15 Run-off plans for closed with-profits funds

SYSC 4.4 Apportionment of responsibilities

PERG 5.12 Link between activities and the United Kingdom

SUP 18.4 Friendly Society transfers and amalgamations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading