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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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Similar To

MCOB 8.3 Application of rules in MCOB 4

CASS 7.19 Clearing member client money sub-pools

FEES 8.1 Consumer Credit permissions

LR 11.1 Related party transactions

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IFPRU 2.1 Application and purpose

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MCOB 1.2 General application: who? what?

COBS 12.1 Purpose and application

PERG 2.6 Specified investments: a broad outline

COLL 4.2 Pre-sale notifications

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LR 9.8 Annual financial report

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation