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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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