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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose