Search Result

361 - 380 of 1353 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application