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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules