Search Result

941 - 960 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements