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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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